American Democracy Now, 2nd Edition (Harrison)

Chapter 3: Federalism

Glossary


federal system  a governmental structure with two levels of government in which each level has sovereignty over different policy matters and geographic areas
unitary system  a governmental structure in which one central government has sovereignty, although it may create regional governments to which it delegates responsibilities
confederal system  a structure of government in which several independent sovereign governments agree to cooperate on specified governmental matters while retaining sovereignty over all other governmental matters within their jurisdictions
intergovernmental relations (IGR)  collaborative efforts of two or more levels of government working to serve the public
concurrent powers  basic governing functions of all sovereign governments, in the United States they are held by the national, state, and local governments and include the authority to tax, to make policy, and to implement policy
enumerated powers  the powers of the national government that are listed in the Constitution
implied powers  powers of the national government that are not enumerated in the Constitution but that Congress claims are necessary and proper for the national government to fulfill its enumerated powers in accordance with the necessary and proper clause of the Constitution
necessary and proper clause (elastic clause)  a clause in Article I, Section 8, of the Constitution that gives Congress the power to do whatever it deems necessary and constitutional to meet its enumerated obligations; the basis for the implied powers
supreme law of the land  the Constitution's description of its own authority, meaning that all laws made by governments within the United States must be in compliance with the Constitution
reserved powers  the matters referred to in the Tenth Amendment over which states retain sovereignty
police powers  the states' reserved powers to protect the health, safety, lives, and properties of residents in a state
McCulloch v. Maryland  established that the necessary and proper clause justifies broad understandings of enumerated powers
horizontal federalism  the state-to-state relationships created by the U.S. Constitution
interstate compacts  agreements between states that Congress has the authority to review and reject
extradition  the return of individuals accused of a crime to the state in which the crime was committed upon the request of that state's governor
privileges and immunities clause  the Constitution's requirement that a state extend to other states' citizens the privileges and immunities it provides for its own citizens
full faith and credit clause  the constitutional clause that requires states to comply with and uphold the public acts, records, and judicial decisions of other states
new judicial federalism  the practice whereby state judges base decisions regarding civil rights and liberties on their state's constitution, rather than the U.S. Constitution, when their state's constitution guarantees more than minimum rights
dual federalism  the relationship between the national and state governments, dominant between 1789 and 1932, whereby the two levels of government functioned independently of each other to address their distinct constitutional responsibilities
grant-in-aid (intergovernmental transfer)  transfer of money from one government to another government that does not need to be paid back
cooperative federalism  the relationship between the national and state governments whereby the two levels of government work together to address domestic matters reserved to the states, driven by the policy priorities of the states
centralized federalism  the relationship between the national and state governments whereby the national government imposes its policy preferences on state governments
devolution  the process whereby the national government returns policy responsibilities to state and/or local governments
conflicted federalism  the current status of national-state relations that involve the conflicting elements of dual, cooperative, and centralized federalisms
categorical formula grant  money granted by the national government to state and local governments for a specified program area and in an amount based on a legislated formula
categorical project grant  money granted by the national government to state and local governments for a specified program area; state and local governments compete for these grants by proposing specific projects they want to implement
block grant  money granted by the national government to states or localities for broadly defined policy areas, with fewer strings than categorical grants, and in amounts based on complicated formulas
intergovernmental lobbying  efforts by groups representing state and local governments to influence national public policy
mandates  clauses in legislation that direct state and local governments to comply with national legislation and national standards
preemption  constitutionally based principle that allows a national law to supersede state or local laws
fiscal federalism  the relationship between the national government and state and local governments whereby the national government provides grant money to state and local governments
Harrison:  American Democracy Now, 2nd Edition
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